Senior Compliance Manager (AML Quality Assurance)

/Senior Compliance Manager (AML Quality Assurance)

Senior Compliance Manager (AML Quality Assurance)

  • Hong Kong
  • Applications have closed

Responsibilities:

  • To implement quality assurance program for new customer onboarding or regular review conducted by frontline staff
  • To support the section head in procedure and policy development for the Division
  • To prepare and analyse recommendations for section head’s approval on exceptional transactions or customers with medium or higher AML risk level
  • To assist in developing systems relating to Anti-Money Laundering (“AML”) compliance and other ad hoc projects
  • To communicate and coordinate with relevant branches and departments on AML related issues
  • To provide advisory support to branches on AML related matters

Requirements:

  • University graduates
  • Minimum of 5 years’ working experience in the banking industry where at least 3 years’ experience at the managerial/supervisory level;
  • Sound knowledge and exposure in AML or compliance related issues
  • Familiar with relevant bank policies, procedures, practices and rules
  • Good communication skill and risk awareness
  • Proficiency in both spoken and written English and Chinese, fluent in Putonghua is preferable
By | 2018-05-27T00:17:00+00:00 April 26th, 2018|